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Department of Chemistry and George R. Harrison Spectroscopy Laboratory, Massachusetts Institute of Technology, Cambridge, Massachusetts
Correspondence: Address reprint requests to A. Tokmakoff, Tel.: 617-253-4503; E-mail: tokmakof{at}mit.edu.
| ABSTRACT |
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| INTRODUCTION |
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4 D Å1 amu1/2 per oscillator) (1
The amide I region contains roughly as many eigenstates as there are peptide linkages, but with a natural linewidth of
10 cm1 (2
,3
), spectra become congested very quickly with increasing peptide size. This dense set of states is sensitive to many intramolecular structural variables as well as intermolecular solvation forces, all evolving on timescales from tens of femtoseconds to nanoseconds, and so the observed FTIR lineshape is broad with few featurestypically one pronounced peak and perhaps a shoulder. This mismatch between input parameters and observables has made it difficult to understand the relative importance of coupling and solvent effects. Thus, amide I FTIR of proteins has largely been constrained to group frequency interpretations or unphysically motivated Fourier band deconvolution (4
6
), except in the case of very small peptides (7
).
The first observation of the structural sensitivity of amide I (8
), namely that
-helical systems peak
20 cm1 higher in energy than ß-sheet systems, led to theories attributing the difference in frequency to local hydrogen-bonding environment (9
) and strong coupling (10
). Subsequent work answered the original question with the conceptually simple transition dipole coupling model (11
), but studies of N-methylacetamide (NMA) in different hydrogen bonding motifs (12
16
) showed that both are important. An empirical correction to the amide I frequency of NMA due to hydrogen bonding was proposed and widely used (2
). The observation that the frequency shift is additive with increasing hydrogen-bonding partners (15
) suggested a purely electrostatic cause with negligible effects of induction, covalency, or dispersion, and led to the development of several more accurate electrostatic models correlating the amide I frequency with the potential or electric field at the amide atomic sites (17
21
). This conveniently suggests a concerted treatment of molecular dynamics (MD) and amide I IR spectroscopy calculation, as the forces and structural variations from MD are direct parameters in an imposed spectroscopic Hamiltonian. This ability to calculate observables from MD simulations provides an important link and test of the wealth of dynamical information from MD that has gone largely untestedmost of the tests of MD simulations are thermodynamic (binding and folding free energies), kinetic (rate constants), or structural (comparison to x-ray or NMR structures), rather than mechanistic. Where coherent reaction initiation is possible, transient spectra can be measured and calculated from nonequilibrium MD trajectories, providing a rigorous test of the predicted mechanism.
The recent developments in two-dimensional infrared spectroscopy (2DIR) allow a new understanding of the amide I lineshape based on its ability to distinguish between natural line widths and heterogeneous ensembles and the appearance of structurally sensitive cross peaks. It will be shown that the approximations sufficient to yield good agreement in calculated FTIR spectra predict 2DIR lineshapes that disagree with experiment. This is because the 2DIR spectrum contains additional information; inhomogeneous broadening appears as a diagonal (
1 =
3) elongation of the lineshapes and correlated energy shifts between any two eigenstates A (
A) and B (
B) are revealed in the A-B cross peak shape at (
A,
B) and (
B,
A) (22
). Thus, it is possible in FTIR, but not 2DIR, to use unphysically broad homogeneous lineshapes to mask a lack of knowledge of the correct inhomogeneous broadening in the system. This sensitivity of 2DIR to ensemble heterogeneity provides a rigorous test of equilibrium MD trajectories to correctly sample disorder in the system. There is a lot of interest on this front and other researchers are also pursuing structure-based models of FTIR and 2DIR spectra from MD simulations (23
25
).
It is our goal in this work to test a model with no fitting of IR spectra for calculating the amide I lineshape that is consistent with both observed FTIR and 2DIR data. The only external parameters that enter are obtained from other IR experiments or MD simulations. We work within the established framework of a subspace of amide I local modes (2
) and evaluate site energy models with MD simulations to incorporate fluctuations in the solute and solvent. We demonstrate the modeling with three test systems that survey different secondary structure motifsa 12-residue ß-hairpin (trpzip2), a 19-residue
-helix (D-Arg), and a 76-residue
+ ß protein (ubiquitin). We find that including electrostatic contributions from the solvent, side chains, and backbone residues are important in establishing the correct red-shift to the overall amide I band position. We find that disorder in the site energies, but not couplings, are critical for experimental agreement with calculated 2DIR spectra, which implies that disorder in site energies is critical for calculating physically meaningful FTIR spectra. These methods, despite the approximations made, yield good results with lineshapes slightly broader than observed. Systematic improvements are also suggested.
| METHODS |
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Site-energy models
We considered 10 different site-energy models. Eight of these models are based on electrostatics and their salient features are summarized in Table 1. We also consider two other models: the degenerate case (all sites = 1650 cm1), which was the starting point for Torii and Tasumi's work on globular proteins (1
), and an empirical heuristic site-energy model based on probable hydrogen bonds (30
) from the crystal structure. For simplicity at this point, we ignore nonelectrostatic contributions to the site energy (31
). We find that many field and potential models compare favorably with one another and so we choose results from four of the 10 site energy models to plot and the rest are included in the Supplementary Material. In each of the electrostatic models, the site energy for each peptide group, I, was parameterized by correlation of the calculated amide I frequency to the electrostatic environment evaluated at n various sites i (typically C, O, N, D) in N-methylacetamide (NMA). We calculate the electrostatic environment by considering the protein-solvent system as a cluster of point partial charges perturbing one amide group. In the most general form, the electrostatic models we study define the amide I frequency for site I,
I, as
![]() | (1) |
![]() | (2) |
![]() | (3) |
![]() | (4) |
u,
u, and
u that dictate frequency shifts and the initial
0, which is typically the gas phase value but may be parameterized to include a static shift (17
, ß
{x, y, z}). The CO bond of each amide group defines a y axis. The x axis is perpendicular to the y axis and points toward the amide N, in the CON plane, and
. Although all of these electrostatic site-energy models are acausal by construction, that is, the electrostatics of an amide group are fit to a frequency shift without reference to the underlying mechanism, the coefficients
u,
u, and
u can be understood as vibrational Stark tuning rates (32
(34
|
and E for a peptide group do not include the nitrogen or
-carbons flanking the carbonyl nor the associated backbone protons. This definition maintains electrostatic neutrality of the system in CHARMM27 and ENCAD force fields, as well as several others.
We also consider a heuristic site-energy model based on structure (30
). We start with an average solvated frequency of 1688 cm1 and apply a set of red-shifting criteria,
![]() | (5) |
![]() | (6) |
. For any hydrogen bond on the amino side, we red-shift by
. For no hydrogen bonding,
.
Coupling Model
Historically, transition dipole coupling was used to explain the splitting of the amide I band observed in ß-sheets, but subsequent calculations (35
) highlighted the failure of the dipole approximation at short distances and the importance of through-bond effects. In light of this, we use a DFT lookup table (36
) for coupling between bonded neighbors, which can be roughly understood as the second derivative of the total calculated electronic energy with respect to local coordinates QI and QJ in a model dipeptide,
![]() | (7) |
![]() | (8) |
![]() | (9) |
MD simulations
In the present case, MD simulations are used to generate an ensemble of structures representative of the experiment. With static averaging (or "instantaneous normal modes"), FTIR and 2DIR spectra are summed for each structure in a set representative of the equilibrium ensemble. In a dynamical picture, this corresponds to a slow interconversion of spectroscopically distinct structures on a timescale longer than the experiment (
2 ps). This approximation leads to artificially broader lineshapes if there are any spectroscopically relevant fast fluctuations. This is undoubtedly the case to some degree as water undergoes many fast motions that can modulate the amide I frequency. However, in the interest of computational and conceptual simplicity, this work operates purely in the static average picture.
We choose three systems to test the generality of the models that span different secondary structure motifs and sizes. Trpzip2 is an extensively studied (38
44
) 12-residue peptide that forms a stable, antiparallel ß-hairpin in water. D-Arg is a 19-residue alanine-rich
-helical peptide, based loosely on the Marquesee-Baldwin water-soluble
-helical peptide (45
,46
). In addition to an
-helix and a ß-hairpin, we consider a 76-residue
+ ß protein ubiquitin to test on a realistic protein.
The initial trpzip2 structure is taken from the published solution NMR structures (PDB 1LE1 (41
)). MD simulations are carried out in the CHARMM 30b1 package (47
). All acidic protons are deuterated to match the experimental conditions. This structure is briefly energy-minimized for 1000 steps in the CHARMM27 force field. Thereafter in the simulation, the bond lengths are constrained with the SHAKE algorithm. The peptide is then placed in the center of a preequilibrated (298 K, 1 g/cc) box of 2048 SPC/E water molecules with periodic, cubic boundary conditions. Waters with oxygens within 2 Å of the peptide are removed. Because at pH 7.0 the peptide has a formal charge of +1, a Cl counterion was added at a random place in the box. Electrostatics are handled by particle-mesh Ewald sums and VDW interactions are shifted to reach zero at the truncation length of 14 Å. Ten trajectories are spawned from this initial structure with different initial seeds and each equilibrated for 1 ns in the NPT ensemble (Berendsen method, 298 K, 1 atm), which is long enough to allow the water to reorient and let the box length converge. Dynamics are continued in the NPT ensemble and the structures are saved at 20-fs intervals for analysis for 1-ns total of trajectory.
The initial D-Arg structure was constructed assuming the secondary structure generated an ideal helix (repeating
= 90° and
= 45°) for the residues NH3-YGG(KAAAA)3-(D-R)-CONH2, where the Arg is of right-handed chirality. The remaining procedures are identical to trpzip2, except five randomly placed Cl counterions were added for charge neutrality.
Ubiquitin structures are generated from equilibrium MD performed by Alonso and Daggett (48
) and sampled at 300 ps for IR spectral calculations. Spectra were calculated from the protonated structures, assuming that all acidic protons can be deuterated without significantly affecting the dynamics.
IR spectroscopy
From the MD simulation, each (N + 1) residue, solvated protein, or peptide structure defines a vector of N local transition dipole vectors and an N x N Hamiltonian composed from the site energies and couplings as described above in the local amide I basis. Diagonalization of this Hamiltonian yields a set of energies,
k. The Hamiltonian diagonalization transformation is used to transform the local amide I transition dipoles to the transition dipoles,
.
An FTIR stick spectrum for a structure is generated from the eigenstate energies and transition dipoles and then lifetime-broadened and summed over the ensemble,
![]() | (10) |
indicates the equilibrium Boltzmann average. Although in some studies the HWHM broadening parameter
is fit, we set it to 5 cm1 for all systems corresponding to a lifetime of
1 ps (2
In practice, the spectra are summed as stick spectra on a grid of 1 cm1, then convolved with the Lorentzian lineshape function afterwards for an increase in computational efficiency by avoiding continuous recalculation of identical lineshapes. The two methods are mathematically identical and indistinguishable with the chosen grid spacing:
![]() | (11) |
Two-dimensional infrared spectra are calculated by taking the undiagonalized one-quantum Hamiltonian described above for FTIR, H, and defining a scaled two-quantum Hamiltonian, H(2), to include two-quantum local states and couplings, which is zero unless
![]() | (12a) |
![]() | (12b) |
![]() | (12c) |
i, j is the Kronecker Delta symbol, A is the overtone anharmonicity set to 16 cm1 (2
Part of the increased sensitivity of 2DIR is seen in Eq. 12a; the two-quantum Hamiltonian is sensitive to correlations in frequency shifts of the fundamental frequencies in a manner that is difficult to guess a priori.
The local transition dipoles are also harmonically scaled to produce two-quantum transition dipoles,
![]() | (13) |
, which are used to transform the local transition dipoles and calculate the ZZYY (first two light fields are perpendicularly polarized to the third and detection) rephasing, S1, and nonrephasing, S2, signals (49
Experimental
The experimental methods employed here are identical to those described previously (38
,50
). Trpzip2 (SWTWENGKWTWK) and D-Arg (45
) (YGG(KAAAA)3-(D-R), where the Arg is of right-handed chirality, were synthesized at the MIT Biopolymers Lab (Cambridge, MA) using Fmoc solid-phase synthesis as C-terminal amide peptides, HPLC-purified, then lyophilized against 50 mM DCl to remove residual trifluoroacetic acid. The
-helical character of D-Arg was verified with UVCD (data not shown). BPTI (structure from PDB 1BPI (51
)) was purchased from Sigma (St. Louis, MO) and used without further purification.
| RESULTS AND DISCUSSION |
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, and no inhomogeneous broadening. By comparing the bandshapes, it can be seen that a value of
16 cm1 reproduces the shoulder and FWHM of the observed FTIR shape. However, the 2DIR spectrum implied by this homogeneous broadening is qualitatively very different than the observed 2DIR. The measured 2DIR lineshapes are diagonally elongated, a signature of inhomogeneity in the system.
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= 3 cm1), many distinct off-diagonal cross peaks compose the observed lineshapes. For example, a series of cross-peaks extending in the +
3 and +
1 direction from the
1650 cm1 fundamental peak arises from anharmonic coupling between these vibrations.
In the homogeneous limit, these cross peaks are round. In the presence of inhomogeneity, correlated frequency shifts between the
1650 cm1 peak and any of these other peaks will be reflected in the cross-peak shape. For example, a change in the angle between hydrogen-bonded peptide groups will modulate the coupling and can cause a correlated red- and blue-shift in a doublet of peaks. Water penetration into a pair of ß-strands can simultaneously red-shift many vibrations. The naturally short lifetime of molecular vibrations broadens these peaks beyond resolution and obscures this information in uniquely shaped ridges and bands. None of this is accounted for in a model that neglects disorder.
Although the agreement between the calculated and experimental FTIR spectra can be improved, the qualitative features are reproduced with only homogeneous broadening. Clearly, this Lorentzian approximation is incompatible with the observed 2DIR lineshapes and thus the agreement with the calculated FTIR is reached by overestimating the homogeneous broadening to compensate for neglecting inhomogeneity. These observations motivate the direction of this work; we choose to work toward a model that captures the experimental heterogeneity demonstrated in the 2DIR lineshapes rather than including more parameters to accurately fit the FTIR lineshape.
Static averaging for 2DIR
In the static averaging technique, a representative ensemble of structures is required to calculate a 2DIR spectrum that sums the individual contributions from each structure. Spectroscopically relevant fluctuations can be expected in two places: site energies (diagonal Hamiltonian elements) and couplings (off-diagonal Hamiltonian elements). The coupling fluctuations arise from flexible secondary structure that changes the orientation and distance between amide I oscillators. The site-energy fluctuations arise from the evolving hydrogen-bonding environments at each site. This nicely suggest a concerted treatment of dynamics and spectroscopy, since MD simulations simultaneously provide a set of structures as well as a description of the electrostatics.
Fig. 2 shows how the observed 2DIR spectrum arises from the average of 2DIR spectra of individual structures. In this picture, each component structure generates a distinct 2DIR spectrum with many homogeneously broadened diagonal and cross peaks. The pattern of peaks in each component spectrum is a sensitive indicator of the couplings and site energies for a particular structure. In 2DIR spectra, each homogeneous peak appears as an oppositely signed doublet. When averaged over the equilibrium ensemble, much of the off-diagonal structure disappears as a result of shifting negative and positive amplitudes. The remaining structure reflects the constructive addition of peaks along the diagonal axis, characteristic of inhomogeneous broadening, and ridges of constructively interfering cross peaks that stretch along
1 (52
). Fig. 2 shows that although the structures of the ensemble at first glance seem very similar, they vary considerably in the quantities that influence the 2DIR spectrum most: the number and geometry of hydrogen bonds.
|
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3
1640 cm1 is observed in each potential model and the experiment, but not in the field models. The narrowest spectrum with degenerate site energies appears qualitatively similar to the FTIR, but the same model fails to predict the observed 2DIR lineshapes.
All of the D-Arg FTIR spectra show a singly-peaked and roughly symmetric lineshape in agreement with the experiment. The calculated 2DIR lineshapes show the broad, diagonally elongated peak, but also show a bit of extra structure unobserved in the experiment extending from the fundamental peak in the
1 direction. The substantial extension of the overtone in the +
3 direction at high frequencies is underestimated in each calculation.
The ubiquitin spectra differ from trpzip2 in the intensity between the high and low frequency antiparallel ß-sheet peaks arising from the
-helix and random coils. Although the calculation correctly predicts structure in this region, it is overestimated, leading to a mismatch in the relative intensity of the two main peaks. The cross-peak ridges are reproduced, as well as the sharp extension from the low frequency fundamental. The slope of the node is also predicted in good agreement. In ubiquitin like trpzip2 and D-Arg, the calculated lineshapes from electrostatic site energy models are broader than experiment.
The origin of frequency shifts in site-energy models
Each considered site-energy model was parameterized to describe the fluctuating amide I frequency of N-methylacetamide. All but Jansen 4F were parameterized with water. In extending these models to describe the amide I site energy fluctuations for various sites in a polypeptide chain, several questions arise. Should only the electrostatics of the water be included? Will the models work at all if the original definition of "solvent" is now extended to include surrounding protein? What role do the side chains and other parts of the backbone play? These questions are investigated by looking at the average site energies and which structures contribute to the red-shift from the gas phase (Table 1). In this table, the brackets
imply an average over site and ensemble. The average site energy is given by 

, which tells about the typical hydrogen-bonding environment that causes a red-shift from the gas-phase value of 1717 cm1. This cumulative shift is broken down into the average shift from water, backbone, and side chains in 

Water
and 

Backbone
, respectively. Also note that three of the models parameterize a static red-shifting contribution (17
,18
,20
). The average frequency standard deviation is given by 

.
First, we observe that by summing the electrostatics from the water, side chains, and remaining backbone, the red-shift comes close to the expected region of
1655 cm1. The majority of the red-shift is obtained from the water, showing that a correct parameterization of the solvent electrostatics is the most important determinant of the site energies. As noticed by Skinner, et al. (20
), differences in the potential models reflect how many water molecules were used in the NMA/water cluster calculations to parameterize the modelthe Keiderling 5P model used the largest clusters and the Hirst 4P and 7P models used the smallest. Not enough models are present to compare this in the field models. The field models also underestimate the contribution of the backbone by
10 cm1 relative to the potential models, causing them to differ in the relative importance of backbone and side-chain contributions; the field-based models include more of a contribution from the side chains than backbone, which is opposite in the potential-based models.
The other striking difference between the field- and potential-based models are the significantly larger field site-energy standard deviations, the effects of which are also manifested as broader lineshapes in the field models. This can be rationalized by the distance sensitivity of the field
and the potential
formulations and the
scaling properties of signal to noise. More atoms are significant to the potential than the field because the cutoff is slower and so the random solvent modulations will be smaller. The difference in distance scaling may also explain the inconsistency in relative backbone contributions and difference in dephasing properties. In illustration of the latter, site-energy correlation functions
(where
indicate an ensemble and site average) are plotted in Fig. 4 for the total shift and water-only contribution to a representative field and potential model. A biexponential fit to reveal the general timescales shows that the short-time component is faster in the Jansen 4F model than the Keiderling 5P model (180 fs and 500 fs, respectively), indicative of the quicker randomization of frequencies induced by the larger modulations. This was also seen in the work of Jansen and Knoester (21
), which was also manifested as a faster decay with fast oscillations in the frequency correlation function for NMA for the field parameterization. Similar work on NMA by Skinner et al. (20
) did not reveal a difference in the standard deviations between field and potential, but did note a shorter T2* dephasing time for the field-based model than for the potential-based models.
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1 cm1) line broadening are more noticeable in the unconvolved stick spectra (not shown). This is both computationally fortunate and physically revealing; of the N2 elements of the Hamiltonian, the fluctuations in merely N of them determine to a large part the disorder shown in a 2DIR spectrum. The dominance of disorder in the site energies and the relative stability of the off-diagonal elements implies that one may reduce the complexity in calculating 2DIR spectra by sampling site energies from independent random distributions, which further assumes that frequency shifts between sites are uncorrelated. In Fig. 5 E, we compare a calculation of the 2DIR spectrum obtained by modeling the spectrum based on Gaussian random fluctuations of site energies in which the mean and standard deviation of the distribution is obtained for each site from the MD simulation. The excellent agreement between Fig. 5, D and E, indicate that the independent site approximation is valid. The implication is that knowledge of a representative equilibrium structure and its fluctuations can be used to model the infrared spectroscopy. However, the sensitivity of the mean site energies to hydrogen bonding indicates that methods must be validated to assign mean site energies in the absence of explicit solvent in a trial structure.
| CONCLUSIONS |
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We have pursued this by calculating FTIR and 2DIR spectra from MD simulations, while testing a set of proposed site-energies models. We obtain the best prediction of gross and subtle features in protein 2DIR spectra to date, despite the empirical force fields used to calculate electrostatics and neglecting motional narrowing effects by using static averages. Strong features such as cross-peak ridges and even many subtle lineshape features are reproduced faithfully. The most important step forward is the agreement in the diagonal elongation of peaks arising from disorder, which is typically ignored in modeling FTIR spectra. We track the origin of this disorder and find it to be based in fluctuating site energies, not fluctuating couplings. In turn, these site energies are
50% driven by the water solvent. The potential-based site-energy models predict that the remainder is mostly caused by the backbone, whereas the field-based site-energy models favor the side chains for most of the remaining fluctuations. These two pictures are inconsistent, but may be resolved by comparing isotopically shifted (13C and/or 18O) single sites bordering charged and hydrophobic residues.
Because 2DIR data can be acquired with the resolution to capture the fastest timescales of biomolecular rearrangement, our modeling provides the link that allows mechanistic nonequilibrium MD predictions of protein folding and aggregation pathways to be directly tested (48
,55
,56
). The delocalized vibrational eigenstates provide mesoscopic structural variables that are more meaningful than rate constants, which may need to be rescaled based on anomalous solvent diffusion, or equilibrium constants, which are sensitive to slight errors in energy calculation in a way not necessarily indicative of an incorrect mechanism. This utility is immediately applicable to debates in the ß-hairpin literature over the relative importance of forming the turn-region, hydrophobic core, and backbone hydrogen bonds, with the possibility of off-register hydrogen bonds (39
,40
,42
,44
,56
,57
). Furthermore, the sharp sensitivity of 2DIR to solvent electrostatics suggests a way beyond thermodynamic comparisons to test the next generation of implicit solvent models that reproduce structural transformations such as concurrent core collapse and desolvation (58
62
) and anharmonic force fields (63
) that preclude the need for a separate spectroscopic Hamiltonian.
The static averaging we employ for computational simplicity produces lineshapes that are broader than measured. By taking into consideration time-dependence in the adiabatic approximation, we can effectively increase the frequency resolution of the simulated spectra and sense more subtle features. A step beyond this would be to test at which point the nonadiabatic effects observed for tri-alanine (64
) disappear in larger systemsto what extent will they broaden the spectra of hairpins and proteins? Further refinements in the calculation of spectroscopy are also possible, including accounting for rotation of the local transition dipoles, fluctuating values of the anharmonicity, and extension to other vibrational modes (21
,65
). Finally, although we have shown the effects of disorder in IR spectra, the effects of disorder on FTIR (one-quantum) and 2DIR (two-quantum) eigenstates remain to be seen and can be tested with the recently revisited bright-state analysis (30
).
| SUPPLEMENTARY MATERIAL |
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| ACKNOWLEDGEMENTS |
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This work was supported by the National Science Foundation (grant No. CHE-0316736).
Submitted on May 2, 2006; accepted for publication June 19, 2006.
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