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Department of Chemical Engineering, University of California, Santa Barbara, California
Correspondence: Address reprint requests to J. A. Zasadzinski, Tel.: 805-893-4769; E-mail: gorilla{at}engineering.ucsb.edu.
| ABSTRACT |
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| INTRODUCTION |
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Here we show that one cause of surfactant inactivation is the formation of an interfacial film of albumin that reduces or even eliminates the normal adsorption of LS from solution to the interface in vitro, resulting in higher than normal surface tension (2
,16
18
,26
,33
). Albumin (and many other serum proteins found in the bronchial fluid of ARDS patients) is surface-active and has a surface pressure,
(
=
w-
,
w is the surface tension of a clean water interface, 72 mN/m, and
the measured surface tension) that is a logarithmic function of protein concentration up to a saturation concentration, which is
1 mg/ml for albumin (17
,34
,35
). The surface pressure at the saturation concentration for albumin and other serum proteins is between 18 and 25 mN/m (surface tension of 4754 mN/m).
This competitive adsorption of albumin to the alveolar air-liquid interface leads to an energy barrier to surfactant adsorption (18
,26
). If insufficient functional surfactant reaches the alveolar interface, the low surface tensions required for proper lung function are not reached and the work of breathing increases, along with the potential for further inflammation and injury, consistent with the development of ARDS. However, our experiments also show that a polymer-induced "depletion attraction" can overcome the repulsive energy barrier, thereby restoring normal surfactant adsorption, even in the presence of high albumin concentrations (16
,18
). The depletion attraction effectively pushes surfactant aggregates toward the interface due to the increased polymer entropy induced by the elimination of the "excluded volumes" of the surfactant aggregates and the interface (26
,36
) as the surfactant flocculates or is adsorbed to the interface. The depletion attraction is sufficiently strong that it can overcome the electrostatic and steric repulsion imposed by serum or albumin already adsorbed to the interface (26
). One requirement for the depletion attraction to operate is that the polymer not adsorb significantly to the surfactant aggregates or to the air-water interface. Polyethylene glycol (PEG) is not particularly surface-active; a 1 wt % solution reduces the surface tension from 72 mN/m to
64 mN/m.
| METHODS |
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70 wt % is saturated dipalmitoylphosphatidylcholine. There is <2 wt % of the lung surfactant specific proteins SP-B (<0.5 wt %) and SP-C (1.5 wt %). There are
5 wt % negatively charged phospholipids including phosphatidylglycerol and phosphatidylserine, and
10 wt % palmitic acid (37A Nikon Optiphot optical microscope (Nikon, Tokyo, Japan) was positioned above the trough with a 50x extra-long working distance objective (Nikon) designed for fluorescent light. Full-length movies and individual frames were recorded directly to computer (Moviestar, Mountain View, CA). Contrast in the images was due to segregation of 1 mol % fluorescent lipid Texas Red-DHPE (Molecular Probes, Eugene, OR) between the fluid phase, which appears bright in images, and the condensed phase, which appears dark in the films containing Survanta. The albumin was not labeled and does not fluoresce.
| RESULTS |
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40 mN/m, and a collapse plateau at
max
65 mN/m (38
10 mN/m, which is maintained until compression is resumed (2
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= 18 mN/m) and the cracks and folds (arrows) typical at monolayer collapse, which determines the maximum surface pressure,
max that can be achieved by a given film (Fig. 2 b;
max = 66 mN/m, surface tension of
6 mN/m) (38
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40 mN/m vs. 22 mN/m (18
1 wt % leads to interface images indistinguishable from Fig. 2 a (not shown).
These results can be explained and quantified using a variation of the classical Smolukowski analysis of colloid stability (26
). Charged, surface-active serum proteins adsorbed at an interface induce an electrostatic and steric barrier to surfactant adsorption, similar in magnitude to the energy barriers responsible for colloidal stability against flocculation (45
). Inactivation reversal by hydrophilic polymers results from adding the "depletion attraction" to the otherwise repulsive potential induced by the proteins at the interface. The depletion attraction lowers the energy barrier to the point that the surfactant aggregates are pushed toward the interface with sufficient force that the surfactant can displace the serum proteins.
The driving force for the change in surfactant interfacial concentration with time,
, is the gradient of a generalized chemical potential, which results in a diffusive flux multiplied by a potential energy barrier, as in the classic theory of colloid stability (26
),
![]() | (1) |
![]() | (2) |

A is a steric term, which accounts for the energy necessary to clear an interfacial area of protein at a surface pressure of
for new adsorption. The repulsive terms are opposed by the depletion attraction, as derived from the original Asakura and Oosawa model for a hard sphere of radius R next to a rigid interface:
(36
p is the volume fraction and Rg is the radius of gyration of the polymer. Albumin and the other serum proteins are of order 410 nm in diameter, while the surfactant particles are of the order of microns; hence, the depletion attraction is significantly greater for the surfactant particles. The depletion attraction is purely entropic, and is independent of the chemical composition of the surfactant, protein, and polymer as long as the polymer does not adsorb to the surfactant or the interface, which explains why PEG (10
Fig. 3 a shows the surface pressure as a function of trough area for increasing amounts of Survanta deposited on a clean saline subphase (38
). The characteristic shape of the isotherms in Fig. 3 a are translated unchanged (note the shape of the collapse plateau and the shoulder at
40 mN/m) from low to high trough area for a given surface pressure as the amount of Survanta added to the trough is increased from 8 µg up to 800 µg. This means that the total amount of surfactant at the interface has increased, as the relationship between surface pressure and area/molecule is fixed for a given surfactant composition and temperature (38
). Hence, increasing surfactant adsorption is reflected in the isotherms as a translation from low to high trough area at a given surface pressure. Eventually, the adsorption saturates (note the small offset between 300 µg and 800 µg); at this point surfactant adsorption is diffusion-limited and further increases in surfactant concentration have little effect.
Fig. 3 b shows the effect of albumin on the isotherms is equivalent to decreasing the Survanta concentration (see Fig. 3 a). The red line in Fig. 3 b shows the compression isotherm of 2 mg/ml albumin with no Survanta or PEG, which differs little from that of 800 mg Survanta on the albumin subphase. This isotherm is most similar to that of the 8-µg Survanta isotherm in Fig. 3 a, which means that the effective surfactant adsorption is reduced by a factor of 100 or more by the albumin. A 100-fold reduction in adsorption at fixed bulk concentration, Co, corresponds to a Vmax of
+5 kBT in Eq. 1.
Increasing the PEG concentration in the subphase (Fig. 3 b) produces the same effect as increasing the total surfactant concentration on a clean interface (Fig. 3 a), indicating that the polymer increases surfactant adsorption. However, as in Fig. 3 a, the shapes of the isotherms are unchanged, just shifted to larger trough areas with increasing polymer concentration, confirming that the albumin and polymer do not affect the surfactant monolayer properties at the interface, just the total surfactant adsorption. This is consistent with the polymer inducing a depletion attraction between the interface and the surfactant aggregates.
Surfactant adsorption is restored to that of a clean interface for
1 wt % PEG. This suggests that the magnitude of the depletion interaction is
5 kBT to offset the repulsive potential. PEG of molecular weight 10 K has Rg
45 nm, and 1 wt % has a volume fraction,
p
0.2. R/Rg
100 (corresponding to 1 µm diameter surfactant aggregates), hence the Asakura and Oosawa model gives
. This gives the correct magnitude for the depletion force for l
1.4 Rg, suggesting that the maximum in the potential lies
6 nm from the interface. This is roughly the dimension of the albumin molecules. It is not well established how the depletion force changes for nonspherical, rough, and deformable surfaces, as is the case for the surfactant aggregates. However, it is clear that the depletion interaction lowers the energy barrier to adsorption and diffusion-limited surfactant adsorption is restored.
To quantify the effect of polymer concentration on surfactant adsorption, Fig. 4 shows the relative rate of surfactant adsorption as a function of PEG concentration. The fluorescence images (Fig. 2 c) show that in the absence of polymer, no surfactant adsorbs to the interface. Hence, we define the relative adsorption (RA) as the difference between the sample surface pressure (
) and the surface pressure of the albumin only isotherm (
Alb, red curve in Fig. 3 b), divided by the difference between the surface pressure for the saturated isotherm (>1% PEG in Fig. 3 b) and
Alb,
. All surface pressures were evaluated by averaging over the same trough area (Ao), denoted by the shaded area in Fig. 3 b. This region showed the maximum variation in adsorption. From Eqs. 1 and 2, the relative adsorption with albumin and PEG in the subphase compared to a clean interface should be an exponential function of PEG weight fraction, CPEG,
![]() | (3) |
are constants for a given Survanta and albumin concentration. While there is some scatter in the data, the exponential dependence of the surfactant adsorption on the PEG concentration is clear from the best-fit line. This shows that the depletion attraction lowers the steric and electrostatic energy barrier to adsorption. The relative adsorption increases by approximately a factor of 50 as the PEG concentration is increased from 0 to 0.8 wt %. Higher concentrations of PEG lead to minimal increases in adsorption, as the adsorption has been restored to the rate for a clean interface, which is likely diffusion-limited. | DISCUSSION |
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The attractive depletion forces generated by the hydrophilic polymers balance the repulsive forces generated by steric and electrostatic interactions between the serum proteins and the anionic surfactant aggregates to restore diffusion-limited adsorption.
These results also suggest a role in the promotion of surfactant adsorption for the hyaluronan (HA) normally present in the alveolus. HA is a natural polysaccharide that is secreted by alveolar epithelial cells into the alveolar subphase fluid at concentrations of
4000 µg/l (49
); HA, like PEG, provides an attractive depletion attraction that can promote surfactant adsorption. The magnitude and range of the depletion attraction increases with molecular weight (26
); however, there is likely both an optimal polymer concentration and molecular weight to enhance adsorption, as the diffusivity strongly decreases (Deff in Eq. 1) with increasing polymer concentration and molecular weight. The HA in the lung epithelial fluid is
220 kDa, which is dramatically less than that of the lung interstitium at
3000 kDa (49
). This suggests that the optimal molecular weight to promote surfactant adsorption may be different than that required to occupy the interstitial space between cells. During lung injury and disease, HA can be broken down by enzymatic action to produce smaller molecular weight fragments that may be inflammatory (49
), but may also not provide sufficient depletion attraction to insure reliable surfactant adsorption, especially in the presence of serum proteins. Our results show that it is possible that the increased serum and inflammatory protein concentration and the modified hyaluronan molecular weight and concentration act in an unfortunate concert to reduce the rate of surfactant adsorption.
| ACKNOWLEDGEMENTS |
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Support for this work comes from National Institutes of Health grants No. HL-66410 and No. HL-51177, and the Tobacco Related Disease Research Program grant No. 14RT-0077. P.C.S. was partially supported by a National Science Foundation graduate research fellowship.
Submitted on June 13, 2006; accepted for publication August 31, 2006.
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